Brian Peterson
Professional summary
Brian Peterson, who also goes by Brian L Peterson, Brian L. Peterson, Brian Ll Peterson, Brian Lee Peterson, is a registered financial professional currently at NYLIFE DISTRIBUTORS LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2026 - Present
NYLIFE DISTRIBUTORS LLC
Office #1: 51 Madison Avenue, New York, NY 10010March 13, 2024 - May 19, 2026
ALLIANZ LIFE FINANCIAL SERVICES, LLC
February 8, 2024 - March 6, 2024
CUNA BROKERAGE SERVICES, INC.
April 5, 2022 - January 25, 2024
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 10, 2021 - December 21, 2021
SYMETRA SECURITIES, INC.
August 30, 2018 - February 26, 2021
RAYMOND JAMES & ASSOCIATES, INC.
August 30, 2018 - February 26, 2021
RAYMOND JAMES & ASSOCIATES, INC.
February 4, 2018 - August 1, 2018
STADION MONEY MANAGEMENT, LLC
October 26, 2017 - August 3, 2018
ALPS DISTRIBUTORS, INC.
June 7, 2017 - October 13, 2017
MOODY SECURITIES, LLC
May 2, 2007 - January 26, 2017
PRINCIPAL FUNDS DISTRIBUTOR, INC.
December 4, 2006 - May 15, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
December 1, 2006 - May 15, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
January 30, 2006 - October 23, 2006
EQUITABLE ADVISORS, LLC
February 8, 2005 - October 23, 2006
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2026)
(5/19/2026)
Exams
FINRA
Current Firm
NYLIFE DISTRIBUTORS LLC
CRD#: 35350 / SEC#: , 8-46655
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC. | SHAREHOLDER - 100%-MEMBER | |
| AKKERMAN, JOHN WILLIAM | SENIOR MANAGING DIRECTOR, NYL INVESTMENTS INSTITUTIONAL SALES-ELECTED OFFICER | 2780712 |
| ANDREOLA, MICHAEL JOSEPH | DIRECTOR, COMPLIANCE AND SALES MATERIAL REVIEW - ELECTED OFFICER | 4302689 |
| BAIN, KAREN ANN | MANAGING DIRECTOR, TAX-ELECTED OFFICER | 6160313 |
| BARROS, JOSE NEPTALI JR | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR-ELECTED OFFICER | 3118930 |
| BENINTENDE, JACK ROBERT JR. | MANAGING DIRECTOR, INDEX IQ - ELECTED OFFICER | 7714943 |
| CRUZ, DAVID NMN | SENIOR MANAGING DIRECTOR, INSTITUTIONAL LIFE-ELECTED OFFICER | 2560569 |
| GAMBLE, MICHAEL ADAM | MANAGING DIRECTOR, INSTITUTIONAL LIFE-ELECTED OFFICER | 7536233 |
| GOLDSTEIN, ANDREW PHILLIP | MANAGING DIRECTOR, FIELD OPERATIONS VALUE STREAM AGENCY WHOLESALE-ELECTED OFFICER | 5103842 |
| HANSEN, MARTA SOFIA | DIRECTOR(OFFICER), CFO, FINOP, TREASURER, PRINCIPAL OPS OFFICER-ELECTED OFFICER | 4899589 |
| HARTE, FRANCIS MICHAEL | SENIOR MANAGING DIRECTOR-ELECTED OFFICER | 1976402 |
| HOWARD, LINDA MARIE | DIRECTOR AND CHIEF COMPLIANCE OFFICER, AML OFFICER AND OFFICE OF FOREIGN ASSETS CONTROL OFFICER-ELECTED OFFICER | 2822341 |
| LEHNEIS, KIRK CHRISTOPHER | SENIOR MANAGING DIRECTOR, CHAIRMAN OF THE BOARD-ELECTED OFFICER | 6773807 |
| LONG, HARRY SCOTT | DIRECTOR, INSURANCE SOLUTIONS-RETAIL LIFE-ELECTED OFFICER | 2029580 |
| MEADE, COLLEEN ANNE | SECRETARY-ELECTED OFFICER | 5615089 |
| MICUCCI, ALISON HIERS | SENIOR MANAGING DIRECTOR, MACKAY SHIELDS INSTITUTIONAL SALES-ELECTED OFFICER | 2709298 |
| MILLAY, EDWARD PAUL | MANAGING DIRECTOR - ELECTED OFFICER | 7837443 |
| MISRA, MANALI SUDHIR | ASSISTANT GENERAL COUNSEL, ASSISTANT SECRETARY - ELECTED OFFICER | 8047340 |
| SABAL, CRAIG ANDREW | SENIOR MANAGING DIRECTOR, NYL INVESTORS INSTITUTIONAL SALES-ELECTED OFFICER | 4591702 |
| SHARRIER, ELIZABETH ANNE | ASSISTANT SECRETARY-ELECTED OFFICER | 2049186 |
| STRINGER, CHRISTOPHER RYAN | SENIOR MANAGING DIRECTOR, APOGEM CAPITAL INSTITUTIONAL SALES-ELECTED OFFICER | 5149663 |
| WICKWIRE, BRIAN DAVID | CHIEF OPERATING OFFICER, CONTROLLER, MANAGING DIRECTOR-ELECTED OFFICER | 4332103 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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