Jennifer Y. Ratner
Professional summary
Jennifer Y Ratner, who also goes by Jennifer L Yang, Jennifer Lu Yang, is a registered financial professional currently at GB CAPITAL MARKETS LLC located in Washington, District Of Columbia.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2005. Jennifer has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79, Series 62, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Y Ratner's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2022 - Present
GB CAPITAL MARKETS LLC
October 20, 2005 - June 14, 2006
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2025)
(9/22/2023)
(1/17/2025)
(3/7/2023)
(5/30/2025)
(1/17/2025)
(11/19/2022)
(1/21/2025)
(1/17/2025)
Exams
Series 7TO
Date: 9/20/2024
General Securities Representative ExaminationSeries 79TO
Date: 11/7/2022
Investment Banking Registered Representative ExaminationSeries 62
Date: 5/31/2018
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
GB CAPITAL MARKETS LLC
CRD#: 25591 / SEC#: , 8-41854
Contact information
FINRA licenses (10 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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