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RA

Robert P. Atanasio

ARCOLA SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 4887441
RA

Professional summary

Robert Peter Atanasio, who also goes by Robert Peter Atanasio Jr, is a registered financial professional currently at ARCOLA SECURITIES, INC. located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2016. Robert has worked at 1 firm and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Peter Atanasio Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Peter Atanasio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 16, 2016 - Present

ARCOLA SECURITIES, INC.

Office #1: 1211 Avenue Of The Americas 41st Floor, New York, NY, 10036
BD
CRD#: 147952
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/16/2016
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARCOLA SECURITIES, INC.
ARCOLA SECURITIES, INC. | RCAP SECURITIES, INC. | RANGER CAPITAL CORP. | RANGER CAPITAL CORP

CRD#: 147952 / SEC#: , 8-67940

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1211 Avenue Of The Americas 41st Floor, New York, NY, 10036
Mailing Address
1211 Avenue Of The Americas 41st Floor, New York, NY, 10036
Phone number
(646) 829-0141
Established
Maryland since 07/03/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ANNALY TRS, INC.SHAREHOLDER
GRIFFIN, JOHANNADIRECTOR2008809
HERNANDEZ, MIKECFO/FINOP, TREASURER3042594
HUNT, JON THOMASDIRECTOR, PRESIDENT2929809
KOUKOURAS, PANAGIOTIDIRECTOR4694542
MCKIM, JASON DAVIDGENERAL COUNSEL, SECRETARY6333143
TRUZZI, ROCHELLE ANNCHIEF COMPLIANCE OFFICER, AMLCO2754706

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCOLA SECURITIES, INC.

CRD#: 147952New York, NY 10036

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