Douglas J. Comer
Professional summary
Douglas J Comer MR, who also goes by Douglas J Comer, is a registered financial professional currently at MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC located in Boston, Massachusetts and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2005. Douglas has worked at 7 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas J Comer MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2024 - Present
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
Office #1: 200 Berkeley Street, Boston, MA 02116May 22, 2026 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116September 1, 2021 - November 1, 2024
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
August 30, 2021 - November 1, 2024
AMERICAN CENTURY INVESTMENT SERVICES INC.
June 27, 2011 - December 31, 2014
T. ROWE PRICE ADVISORY SERVICES, INC.
June 24, 2011 - August 30, 2021
T. ROWE PRICE INVESTMENT SERVICES, INC.
September 12, 2005 - June 1, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 2005 - June 1, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/11/2024)
(11/11/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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