Joseph M. Prisco
ADVOCACY FINANCIAL LLC
COVINGTON, LA 70433
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CRD#: 4886860
Professional summary
Joseph Michael Prisco JR., CFP®, who also goes by Joe Prisco, Joseph M Prisco Jr., Joseph M Prisco, Joseph Michael Prisco, is a registered financial advisor currently at ADVOCACY FINANCIAL LLC located in Covington, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Covington, Louisiana.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 7 firms and has passed the Series 66, Series 99TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Prisco | Joseph M Prisco Jr. | Joseph M Prisco | Joseph Michael Prisco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ADVOCACY FINANCIAL. Investment related; At Registered Branch Office Location; Financial planning and asset management; CEO/CCO; Start 10/2019; 160 hours a month; 115 trading hours; serve clients, management and operations. 2) FINRA ARBITRATOR. Investment Related. 5200 Town Center Circle, Boca Raton FL 3346. Start 8/2012. 0 hours during trading hours. 3) LICENSED INSURANCE PRODUCER - Not Investment Related. At Registered Branch Office Location. Non-Variable insurance, including life, disability, fixed annuities and LTC; Agent. Start 1/1/2017. 20 hours/ month, 5 trading hours/ month. Help clients manage and transfer risks. 4) PKS FINANCIAL. Investment Related. 80 State St, Albany, NY 12207. Insurance. Agent. Start 1/2020. 5 hours per month during trading. Maintain the ability to provide insurance solutions to clientele. 5) RECREATIONAL DISTRICT 14. Not Investment Related. 13505 Hwy LA 1085, Covington LA 70433. Board Member. Coquille Parks and Recreation, St. Tammany Parish, LA. Start 5/6/2016. 2 hours/month during trading. Attend monthly board meetings. Help with issues of recreational district. 6) EQUITABLE ADVOCACY LLC. Not Investment Related. At Registered Branch Office Location. Manager/Member. Practice of Law. Start 5/7/2015. 50 hours/month, 5 during trading hours. Attorney and notary public licensed in the state of Louisiana. We work with clients with document preparation and counsel regarding estate planning, trusts, successions and some controversies. 7) LEGACY LOUISIANA, LLC. Not Investment Related. At Registered Branch Office Location. Manager/Member. Marketing for legal services. Start 2/19/2021. 10 hours/month, 2 during trading hours. Operations, marketing and branding for particular legal services, namely estate planning, successions and trust work. 8) 212 Park, LLC. Not Investment Related. At Registered Branch Office Location. Commercial Real Estate. Member/Manager. 8/1/2024. 0. 0. Managing books, maintaining bank accounts etc.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Michael Prisco JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
January 2, 2020 - Present
ADVOCACY FINANCIAL LLC
Office #1: 212 Park Place, Covington, LA 70433RIA
CRD#: 305954
COVINGTON, LA
Current
January 2, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 212 Park Place, Covington, LA 70433BD
CRD#: 35747
Covington, LA
Past
July 9, 2015 - December 31, 2019
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Covington, LA
Past
February 23, 2010 - December 31, 2019
BEAM WEALTH ADVISORS, INC.
RIA
CRD#: 109867
Covington, LA
Past
February 12, 2010 - July 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
COVINGTON, LA
Past
August 1, 2007 - February 17, 2010
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
MANDEVILLE, LA
Past
August 1, 2007 - February 17, 2010
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MANDEVILLE, LA
Past
September 28, 2005 - February 22, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WASHINGTON, DC
Past
September 1, 2005 - February 22, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WASHINGTON, DC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/13/2023)
RR
Louisiana(1/2/2020)
IAR
Louisiana(1/2/2020)
RR
Mississippi(9/13/2023)
RR
New York(1/2/2020)
IAR
Texas(4/2/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ADVOCACY FINANCIAL LLC
ADVOCACY FINANCIAL LLC
CRD#: 305954 / SEC#:
Louisiana
Registered Investment Advisory firm - (1/2/2020 Approved)Texas
Registered Investment Advisory firm - (3/31/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
212 Park Place, Covington, LA 70433
Mailing Address
Phone number
(888) 787-4590
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 225 |
| AUM (Assets Under Management) | $ 81,827,175 |
Red Flags
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Company Information
ADVOCACY FINANCIAL LLC
CRD#: 305954Covington, LA 70433TRUST BUT VERIFY
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