Erik S. Pearson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik Sader Pearson, who also goes by Eric Sader Pearson, was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 2005. Erik had worked at 12 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - January 28, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.
August 26, 2020 - January 28, 2022
QUASAR DISTRIBUTORS, LLC
February 28, 2019 - January 28, 2022
IMST DISTRIBUTORS, LLC
February 28, 2019 - January 28, 2022
FUNDS DISTRIBUTOR, LLC
February 28, 2019 - January 28, 2022
FORESIDE GLOBAL SERVICES, LLC
February 28, 2019 - January 28, 2022
FORESIDE FUNDS DISTRIBUTORS LLC
August 30, 2018 - January 28, 2022
NORTHERN FUNDS DISTRIBUTORS, LLC
June 7, 2018 - January 28, 2022
FORESIDE FINANCIAL SERVICES, LLC
April 16, 2018 - January 28, 2022
COMPASS DISTRIBUTORS, LLC
April 10, 2018 - January 28, 2022
FORESIDE FUND SERVICES, LLC
October 18, 2012 - March 16, 2018
NORTHERN LIGHTS DISTRIBUTORS, LLC
October 20, 2005 - February 11, 2011
QA3 FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE DISTRIBUTION SERVICES, L.P.
CRD#: 15634 / SEC#: , 8-32480
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | GENERAL AND LIMITED PARTNER | |
| BRUNNER, JENNIFER ANNE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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