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MI

Matthew T. Imberman

CLSA AMERICAS
New York, NY 10036
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CRD#: 4886475
MI

Professional summary


Matthew Todd Imberman, who also goes by Matthew Imberman, is a registered financial professional currently at CLSA AMERICAS, LLC located in New York, New York and CITIC SECURITIES INTERNATIONAL USA, LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 4 firms and has passed the Series 57TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matthew Imberman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Todd Imberman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2026 - Present

CLSA AMERICAS, LLC

Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY, 10036
RIA
BD
CRD#: 165533
New York, NY
Current

May 12, 2026 - Present

CITIC SECURITIES INTERNATIONAL USA, LLC

Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY 10036
BD
CRD#: 158266
New York, NY
Past

August 13, 2010 - December 11, 2025

HAP TRADING, LLC

BD
CRD#: 44257
NEW YORK, NY
Past

March 23, 2010 - August 19, 2010

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


CS
CITIC SECURITIES INTERNATIONAL USA, LLC
CITIC SECURITIES INTERNATIONAL USA, LLC

CRD#: 158266 / SEC#: , 8-68887

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1155 Avenue Of The Americas 17th Floor, New York, NY 10036
Mailing Address
1155 Avenue Of The Americas 17th Floor, New York, NY 10036
Phone number
(212) 549-4791
Established
Delaware since 05/18/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
CLSA AMERICAS HOLDINGS, INC.MEMBER/SHAREHOLDER
BILLET, CHRISTIAN LESLIECHIEF COMPLIANCE OFFICER2441597
HOLUB, WILLIAM CHARLESBOARD MEMBER, CHIEF FINANCIAL OFFICER - FINOP2680290
LI, JIONGBOARD MEMBER6798277
SCHWARTZ, BRADLEY HARRISCEO AND BOARD MEMBER2372237

Red Flags


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Company Information


CITIC SECURITIES INTERNATIONAL USA, LLC

CRD#: 158266New York, NY 10036

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