Rose A. Bernardo

WELLFULL

Harleysville, PA 19438

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CRD#: 4886286

Professional summary

Rose Alyssa Bernardo, CFP®, who also goes by Rose Bernardo, is a registered financial advisor currently at WELLFULL located in Harleysville, Pennsylvania.

Rose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Rose has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rose Bernardo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bernardo Wealth Planning, LLC. Investment Related. 272 Ruth Road, Harleysville, PA 19438. Financial Advisor. 09/2017. 160 hrs/mo; All During Trading Hours. Financial Planning. 2) Fixed Insurance-not investment related-Producer for Partners Financial/Windsor Insurance(fixed products only)-2017-10 hrs/mth-10 during trading hrs-Selling term and permanent insurance as part of the financial planning process. 3) OnBord, Inc. Not Investment Related. Charles Schwab, 464 Main Street, Harleysville 19438. Start up operation. COO. Start 9/13/2021. 60 hrs/mo, 2 hrs/mo during trading. Working with developers to build technology, managing sales force, marketing staff, developing new verticals for technology.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rose Alyssa Bernardo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

September 6, 2017 - Present

WELLFULL

Office #1: 272 Ruth Road, Harleysville, PA 19438

RIA

CRD#: 288705

Harleysville, PA

Past

August 5, 2016 - November 13, 2017

PLATINUM WEALTH PARTNERS

RIA

CRD#: 145507

Skippack, PA

Past

June 6, 2016 - March 4, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Harleysville, PA

Past

June 1, 2009 - June 30, 2016

MORGAN STANLEY

RIA

CRD#: 149777

BLUE BELL, PA

Past

June 1, 2009 - June 30, 2016

MORGAN STANLEY

CRD#: 149777

BLUE BELL, PA

Past

January 5, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BLUE BELL, PA

Past

January 2, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BLUE BELL, PA

Past

March 14, 2005 - January 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BLUE BELL, PA

Past

January 1, 2005 - January 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BLUE BELL, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLFULL

BERNARDO WEALTH PLANNING, LLC | WELLFULL | CAPITAL WEALTH INVESTMENTS

CRD#: 288705 / SEC#: 801-110661

RIA

Registered Investment Advisory firm - (6/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2004

General Securities Representative Examination

Current Firm

WELLFULL

BERNARDO WEALTH PLANNING, LLC | WELLFULL | CAPITAL WEALTH INVESTMENTS

CRD#: 288705 / SEC#: 801-110661

RIA

Registered Investment Advisory firm - (6/29/2017 Approved)

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Contact information

Main Address

272 Ruth Road, Harleysville, PA 19438

Mailing Address

Phone number

(267) 500-1080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLFULL 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	2,370
AUM (Assets Under Management)	$ 755,902,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rose A. Bernardo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rose Alyssa Bernardo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLATINUM WEALTH PARTNERS

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WELLFULL

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2005

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2004

Current Firm

WELLFULL

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLFULL

TRUST BUT VERIFY

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