GB
Graham T. Bauer
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
PHOENIX, MD 21131
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CRD#: 4885669
GB
Professional summary
Graham Tyler Bauer, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Phoenix, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Phoenix, Maryland.
Graham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Graham has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Bauer Financial Services LLC DBA Hayes Financial Advisors, 14307 Jarrettsville Pike, Phoenix MD 21131, 01/2012 AS OWNER. I SET UP AN LLC FOR THE WORK I DO WITH CIR AND SOME INSURANCE WORK. SPENDS 40 HRS/WEEK AND 20HRS/WEEK DURING TRADING. 40 HR/WK- 40/TRADING HR. 2) PUSHING PINK ELEPHANTS, 2952 RAKING LEAF DR, ABINGDON, MD 06/01/2014 ; AS TREASURER ; NOT INVESTMENT RELATED ; DEVOTES 3 HRS/MO ; NONE DURING TRADING HOURS ; NON-PROFIT. 3 HR/MO- 0/TRADING HR. 3) RENTAL PROPERTY OWNER, 958 MIDDLESEX RD, ESSEX, MD, 10/2019. NIR, 1 HR/MO -0 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-45/WK-6.5/TRADING. 02/01/08 5) FARM INCOME, 1711 O'Conner Rd, Forest Hill MD 21050, United States, 01/17/2025, Owner, Farm Income, NIR, 0 HR/MO -0 HR/MO TRADING. 6) HAYES FINANCIAL ADVISORS, 14307 Jarrettsville Pike, Phoenix MD 21131, 01/2008, Agent, Insurance/Benefits/Human Resources, NIR, 0 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Graham Tyler Bauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 18, 2008 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 14307 Jarrettsville Pike, Phoenix, MD 21131RIA
CRD#: 134139
PHOENIX, MD
Current
January 18, 2008 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 14307 Jarrettsville Pike, Phoenix, MD 21131BD
CRD#: 39543
Phoenix, MD
Past
August 22, 2007 - December 18, 2007
OSAIC FA, INC.
BD
CRD#: 3978
LUTHERVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2022)
RR
Colorado(1/10/2024)
RR
Delaware(1/3/2022)
RR
District of Columbia(1/2/2025)
RR
Florida(1/4/2016)
RR
Georgia(10/15/2015)
RR
Illinois(2/21/2022)
RR
Indiana(1/2/2020)
RR
Maryland(1/18/2008)
IAR
Maryland(1/18/2008)
RR
New York(9/28/2022)
RR
North Carolina(1/5/2016)
RR
Oklahoma(1/3/2022)
RR
Pennsylvania(1/4/2016)
RR
South Carolina(11/21/2019)
RR
Tennessee(8/5/2022)
RR
Texas(1/4/2016)
IAR
Texas(1/4/2016)
RR
Virginia(1/4/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Phoenix, MD 21131TRUST BUT VERIFY
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