Joseph M. Lawler
Professional summary
Joseph Michael Lawler is a registered financial professional currently at TRADEMAS INC. located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 6 firms and has passed the Series 25 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Michael Lawler's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2019 - Present
TRADEMAS INC.
Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005Office #2: Nyse 11 Wall Street, New York, NY 10005November 1, 2017 - August 7, 2019
E&J SECURITIES CORP.
September 30, 2014 - November 30, 2017
ILLUSTRO TRADING, LLC
February 5, 2014 - September 29, 2014
GLOBAL DIRECT EQUITIES, LLC
November 30, 2009 - March 3, 2014
ILLUSTRO TRADING, LLC
November 20, 2006 - November 30, 2009
LAWLER SECURITIES INC.
November 22, 2004 - December 1, 2006
PATRICK J. COLLINS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/30/2005
NYSE Trading Assistant ExaminationNew York Stock Exchange
Current Firm
TRADEMAS INC.
CRD#: 130030 / SEC#: , 8-66292
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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