Susanne D. Reseland

KESTRA ADVISORY SERVICES

BRENTWOOD, TN

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CRD#: 4885386

Professional summary

Susanne Davis Reseland, who also goes by Susanne Carol Davis, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Brentwood, Tennessee and KESTRA INVESTMENT SERVICES, LLC located in Brentwood, Tennessee.

Susanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Susanne has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susanne Carol Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: SUSANNE RESELAND, CPA POSITION: Self NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2004 ADDRESS: 112 Westwood Place, Suite 365, Brentwood TN 37027, United States DESCRIPTION: None NAME: SUSANNE RESELAND, NOTARY PUBLIC POSITION: Notary NATURE: Notary Public INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/22/2025 ADDRESS: 112 Westwood Place, Suite 365, Brentwood TN 37027, United States DESCRIPTION: I maintain a log and verify identity of the individual prior to notarizing a document. I also maintain a bond.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susanne Davis Reseland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2022 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 112 Westwood Pl. Ste 365, Brentwood, TN 37027

RIA

CRD#: 283330

BRENTWOOD, TN

Current

April 1, 2022 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 112 Westwood Pl. Ste 365, Brentwood, TN 37027

CRD#: 42046

Brentwood, TN

Past

April 11, 2012 - April 1, 2022

NBC SECURITIES, INC.

RIA

CRD#: 17870

BRENTWOOD, TN

Past

January 8, 2007 - March 30, 2012

DAVIS RESELAND, LLC

RIA

CRD#: 142554

BRENTWOOD, TN

Past

January 19, 2006 - December 14, 2006

NBC SECURITIES, INC.

RIA

CRD#: 17870

BRENTWOOD, TN

Past

September 30, 2005 - April 1, 2022

NBC SECURITIES, INC.

CRD#: 17870

BRENTWOOD, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/1/2022)

Florida
(4/1/2022)

Georgia
(4/1/2022)

Kentucky
(4/1/2022)

New York
(7/12/2023)

North Carolina
(4/4/2022)

Ohio
(5/31/2022)

South Carolina
(4/1/2022)

Tennessee
(4/1/2022)

IAR

Tennessee
(4/6/2022)

Texas
(4/1/2022)

IAR

Texas
(4/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Susanne D. Reseland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susanne Davis Reseland's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

NBC SECURITIES, INC.

DAVIS RESELAND, LLC

NBC SECURITIES, INC.

NBC SECURITIES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2006

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/29/2005

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

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