Sam Bhushan
Professional summary
Sam Bhushan, who also goes by Sameer Bhushan, Sam Bhushan, is a registered financial professional currently at CABIN SECURITIES, INC. located in Irvine, California.
Sam is registered as a RR (Registered Representative) and started their career in finance in 2005. Sam has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sam Bhushan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2017 - Present
CABIN SECURITIES, INC.
Office #1: 3141 Michelson Drive Suite 504, Irvine, CA 92612April 14, 2016 - July 13, 2017
ARETE WEALTH MANAGEMENT, LLC
December 11, 2015 - April 5, 2016
CABIN SECURITIES, INC.
October 27, 2014 - December 8, 2015
REALTY CAPITAL SECURITIES, LLC
January 3, 2014 - October 6, 2014
ARETE WEALTH MANAGEMENT, LLC
October 8, 2013 - December 31, 2013
CABIN SECURITIES, INC.
September 16, 2011 - September 21, 2011
KBR CAPITAL MARKETS, LLC
May 13, 2011 - September 26, 2011
CABIN SECURITIES, INC.
January 18, 2007 - May 2, 2008
BURCH & COMPANY, INC
July 26, 2006 - April 19, 2010
CABIN SECURITIES, INC.
May 20, 2005 - August 29, 2006
BURCH & COMPANY, INC
March 17, 2005 - May 20, 2005
JAMES HAROLD GOODE, JR.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2022)
(2/20/2024)
(9/18/2019)
(5/24/2021)
(7/15/2017)
(11/30/2020)
(3/19/2022)
(2/15/2024)
(3/6/2024)
(12/4/2019)
(11/4/2021)
(2/13/2024)
(7/5/2022)
(11/23/2020)
(2/15/2024)
(2/8/2024)
(2/8/2024)
(2/20/2024)
(11/11/2022)
(12/18/2023)
(6/29/2022)
(4/1/2024)
(2/27/2024)
(2/23/2024)
(2/27/2024)
(2/15/2021)
(2/20/2024)
(2/27/2024)
(12/20/2019)
(2/29/2024)
(1/30/2023)
(10/27/2021)
(2/12/2021)
(6/5/2019)
(2/26/2024)
(2/21/2024)
(9/28/2020)
(11/4/2021)
(2/14/2023)
(2/28/2024)
(2/29/2024)
(3/6/2024)
(4/25/2024)
(3/5/2020)
(2/22/2024)
(3/8/2024)
(3/13/2023)
(1/12/2021)
(2/23/2024)
(3/29/2022)
(7/23/2021)
Exams
Series 62
Date: 4/27/2007
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CABIN SECURITIES, INC.
CRD#: 137608 / SEC#: , 8-67097
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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