Frank L. Wilson
Professional summary
Frank Lee Wilson, CFP®, ChFC®, CLU®, who also goes by Frank Wilson, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Zephyrhills, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Frank has worked at 8 firms and has passed the Series 66, SIE, Series 31, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Lee Wilson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
August 23, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
August 15, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111January 12, 2023 - June 23, 2023
MORGAN STANLEY
August 16, 2019 - June 23, 2023
HARRISDIRECT LLC
August 14, 2019 - June 23, 2023
E*TRADE SECURITIES LLC
March 30, 2010 - May 6, 2019
MORGAN STANLEY
March 26, 2010 - May 6, 2019
MORGAN STANLEY
July 11, 2007 - March 16, 2010
WELLS FARGO CLEARING SERVICES, LLC
July 5, 2007 - March 16, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2007 - May 17, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - May 17, 2007
MORGAN STANLEY & CO. LLC
March 21, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
January 14, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
