RL
Richard W. Lancaster
CETERA INVESTMENT ADVISERS LLC
EVANSVILLE, IN 47714
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CRD#: 4882333
RL
Professional summary
Richard Warren Lancaster, CFP®, who also goes by Richard W. Lancaster, Rick Lancaster, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Evansville, Indiana and CETERA WEALTH SERVICES, LLC located in Evansville, Indiana.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Richard has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard W. Lancaster | Rick Lancaster
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) High Net Worth Consulting Inc~'NIR'~8745 Highway 1078 N~Henderson~KY~42420~Tax Preparation/Accounting~Owner/Sole Proprietor~9/1/2007~40hrs~20hrs~Accounting bookkeeping tax preparation and payroll 2) Lancaster,Schnautz & White LLP~'NIR'~3305 Washington ave~Evansville~IN~47714~Accounting~Owner/Sole Proprietor~8/20/2015~160hrs~120hrs~accounting book tax preparation and payroll 3) RNL Properties~'NIR'~3305 Washington Ave~Evansville~IN~47714~Other~Other~8/20/2015~5hrs~5hrs~Owner of residential rental property 4) HENDERSON GENERAL BAPTIST CHURCH POSITION: Treasurer NATURE: Church treasurer that assists with recording financial transactions of church in Quickbooks INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 2880 Zion Road, Henderson KY 42420, United States DESCRIPTION: Record financial transactions in Quickbooks, process payroll tax returns, Prepare budgets 5)RBJ INTEGRITY INVESTMENTS LLC POSITION: Member NATURE: Own real estate property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2022 ADDRESS: 250 Columbus Way, Marco Island FL 34145, United States DESCRIPTION: Passive member - there are no job duties or responsibilities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Warren Lancaster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3305 Washington Avenue, Evansville, IN 47714RIA
CRD#: 105644
EVANSVILLE, IN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3305 Washington Avenue, Evansville, IN 47714BD
CRD#: 13572
Evansville, IN
Past
March 22, 2017 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Evansville, IN
Past
March 22, 2017 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Evansville, IN
Past
November 29, 2007 - March 31, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
EVANSVILLE, IN
Past
October 31, 2007 - March 31, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
EVANSVILLE, IN
Past
January 30, 2006 - October 12, 2007
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
EVANSVILLE, IN
Past
February 2, 2005 - October 12, 2007
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
EVANSVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/18/2025)
RR
Illinois(9/18/2025)
RR
Indiana(9/5/2025)
IAR
Indiana(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Michigan(9/18/2025)
RR
Ohio(9/5/2025)
RR
South Carolina(10/31/2025)
RR
Tennessee(9/5/2025)
RR
Virginia(9/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Evansville, IN 47714TRUST BUT VERIFY
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