Nathalo I. Menendez
Professional summary
Nathalo Ian Menendez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nathalo is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Nathalo had worked at 8 firms, which includes LAIDLAW & COMPANY (UK) LTD., JOHN THOMAS FINANCIAL, J.D. NICHOLAS & ASSOCIATES INC., EKN FINANCIAL SERVICES INC., ITRADEDIRECT.COM CORP, THINKEQUITY LLC, WESTPARK CAPITAL INC., SALOMON GREY FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2013 - May 2, 2013
LAIDLAW & COMPANY (UK) LTD.
July 4, 2012 - January 17, 2013
JOHN THOMAS FINANCIAL
September 9, 2011 - July 13, 2012
J.D. NICHOLAS & ASSOCIATES, INC.
April 27, 2010 - August 18, 2011
EKN FINANCIAL SERVICES INC.
September 16, 2008 - May 4, 2010
ITRADEDIRECT.COM CORP
September 11, 2007 - May 1, 2008
THINKEQUITY LLC
May 30, 2006 - September 14, 2007
WESTPARK CAPITAL, INC.
June 29, 2005 - March 9, 2006
SALOMON GREY FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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