CM
Chris T. Mcalpin
SOUND FINANCIAL STRATEGIES GROUP
Madison, MS 39110
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CRD#: 4881404
CM
Professional summary
Chris Tyler Mcalpin is a registered financial advisor currently at SOUND FINANCIAL STRATEGIES GROUP, LLC located in Madison, Mississippi and APW CAPITAL, INC. located in Madison, Mississippi.
Chris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Chris has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-Sound Financial Strategies Group, Inc. (RIA); Flowood, MS; Service description: Registered Investment Advisor; Start date: 06/01/2005; Title: Managing Partner (CEO, President), Financial Advisor; Duties: Management of firm, management of clients; Time spent: 100%. 2-Sound Financial Strategies Group, Inc. (for Insurance Purposes); Flowood, MS; Service description: S-Corp; Start date: 06/2005; Title: Financial Advisor; Duties: Insurance sales to clients; Time spent: 1%. 3-SFSG, Inc, Investment related: Yes, 579 Lakeland E Dr., Flowood, Mississippi, 39232, wealth management RIA, CEO, 01/10/2020, 100%, leadership & financial advisor 4-Mississippi College, Investment related:No, 200 S Capitol St, Clinton, MS, 39056, University, adjunct professor, 09/13/2022, 3 hours a month, teaching college students 5- Jackson Leadership Foundation, Investment related:No, 236 E. Capital, Jackson, MS, 39201, JLF is a ministry organization serving under-resourced communities through empowering leaders, developing ministries, and networking with volunteers and donors. , Board member, 01/01/2024, 10 hours a month, serve on the board, guide in ministry leadership decisions and volunteer work 6-Colonial Heights Baptist Church, Investment related:No, 444 Northpark Dr. , Ridgeland, MS, 39157, teaching Bible classes, teacher, 01/01/2025, 4, teaching Bible class
CRS (Client Relationship Summary) - RIA
Click below to view Chris Tyler Mcalpin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2017 - Present
SOUND FINANCIAL STRATEGIES GROUP, LLC
Office #1: 116 One Madison Plaza Suite1100, Madison, MS 39110RIA
CRD#: 286261
Madison, MS
Current
March 31, 2017 - Present
APW CAPITAL, INC.
Office #1: 116 One Madison Plaza Suite 1100, Madison, MS 39110BD
CRD#: 43814
Madison, MS
Past
June 3, 2008 - April 3, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
FLOWOOD, MS
Past
June 2, 2008 - April 3, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
FLOWOOD, MS
Past
November 15, 2005 - June 3, 2008
FINANCIAL STRATEGIES GROUP INC
RIA
CRD#: 108551
MADISON, MS
Past
August 5, 2005 - June 12, 2008
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MADISON, MS
Past
January 1, 2005 - June 27, 2005
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SOUND FINANCIAL STRATEGIES GROUP, LLC
SOUND FINANCIAL STRATEGIES GROUP, INC. | SOUND FINANCIAL STRATEGIES GROUP, LLC
CRD#: 286261 / SEC#: 801-108894
RIA
Registered Investment Advisory firm - (1/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/31/2017)
RR
Arkansas(3/31/2017)
RR
Florida(3/31/2017)
RR
Georgia(3/31/2017)
RR
Louisiana(3/31/2017)
RR
Mississippi(3/31/2017)
IAR
Mississippi(4/9/2017)
RR
South Carolina(3/31/2017)
RR
Tennessee(7/11/2023)
RR
Texas(3/31/2017)
IAR
Texas(4/9/2017)
RR
Virginia(3/31/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SOUND FINANCIAL STRATEGIES GROUP, LLC
SOUND FINANCIAL STRATEGIES GROUP, INC. | SOUND FINANCIAL STRATEGIES GROUP, LLC
CRD#: 286261 / SEC#: 801-108894
RIA
Registered Investment Advisory firm - (1/11/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
116 One Madison Plaza Suite1100, Madison, MS 39110
Mailing Address
Phone number
(601) 856-3825
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,280 |
| AUM (Assets Under Management) | $ 183,723,913 |
Red Flags
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Company Information
SOUND FINANCIAL STRATEGIES GROUP, LLC
CRD#: 286261Madison, MS 39110TRUST BUT VERIFY
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