JW
Joseph W. Woelfle
STATE FARM INVESTMENT MANAGEMENT
Pewaukee, WI 53072
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CRD#: 4881222
JW
Professional summary
Joseph Walter Woelfle, who also goes by Joe W Woelfle, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Pewaukee, Wisconsin and STATE FARM VP MANAGEMENT CORP. located in Mequon, Wisconsin.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joseph has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe W Woelfle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Town of Delafield; non-investment-related; W302N1254 Maple Ave, Delafield, WI 53018; Membership/Civic/Fraternal Organization; board member; 4/6/2021; 6; 0; none. 2) Joe Woelfle Insurance Agency; Investment-related; 11649 N Port Washington Rd Ste 214 Mequon, WI 53092-3459; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;01/01/2011; 80; 80; Service customers and supervise employees. 3) Milwaukee Condo; Investment-related; 270 E Highland Ave #615 Milwaukee, WI 53202; Investment or Commercial Property; 04/18/2024; 1; 0; Single family condo, individually owned, no LLC, Long term leasing to individuals.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Walter Woelfle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 303 Oakton Dr, Pewaukee, WI 53072Office #2: 1714 W Mequon Rd, Mequon, WI 53092Office #3: 400 Genesee St #f, Delafield, WI 53018RIA
CRD#: 3487
Pewaukee, WI
Current
June 10, 2010 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1714 W Mequon Rd, Mequon, WI 53092Office #2: 400 Genesee St Ste F, Delafield, WI 53018BD
CRD#: 43036
Mequon, WI
Past
April 1, 2005 - April 18, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/5/2019)
IAR
Florida(12/16/2024)
RR
Illinois(1/27/2011)
IAR
Illinois(6/2/2023)
RR
Iowa(1/12/2022)
IAR
Iowa(6/5/2023)
RR
Michigan(1/11/2022)
IAR
Michigan(6/26/2023)
RR
Minnesota(1/10/2022)
IAR
Minnesota(6/26/2023)
RR
Washington(3/27/2015)
IAR
Washington(10/25/2024)
RR
Wisconsin(7/5/2010)
IAR
Wisconsin(6/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Pewaukee, WI 53072TRUST BUT VERIFY
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