Fiona J. Albrecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fiona Jennifer Albrecht, who also goes by Fiona Jennifer Jones Ms., Fiona Jennifer Jones, was a registered financial professional .
Fiona is a previously registered financial professional and started their career in finance in 2005. Fiona had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2013 - January 29, 2016
SGMA CAPITAL MARKETS LIMITED
August 31, 2010 - December 4, 2013
OSAIC WEALTH, INC.
February 9, 2010 - September 10, 2010
NEXT FINANCIAL GROUP, INC.
July 30, 2007 - November 12, 2009
KESTRA INVESTMENT SERVICES, LLC
February 1, 2005 - July 16, 2007
WHARTON EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SGMA CAPITAL MARKETS LIMITED
CRD#: 135327 / SEC#: , 8-66911
Contact information
FINRA licenses (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
