Daniel Andrade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Andrade was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2014. Daniel had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2023 - August 5, 2025
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 24, 2019 - May 17, 2022
TULLETT PREBON FINANCIAL SERVICES LLC
January 4, 2019 - May 17, 2022
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 1, 2016 - January 2, 2019
BAY CREST PARTNERS, LLC
February 4, 2014 - December 1, 2016
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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