CS
Craig S. Sablosky
CAPITOL SECURITIES MANAGEMENT
Reston, VA 20190
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CRD#: 4879851
CS
Professional summary
Craig Scott Sablosky, AIF® is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Reston, Virginia.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Craig has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Trust account: Sablosky Family Trust
Trustee on FAMILY account.
Relationship of grantor: Parents
"
"Name of Business: Insurance - Craig Sablosky
Investment-related: YES
Address: 11586 SOUTHINGTON LANE HERDON, VA 20170
Nature of the other business: Group insurance (Health, Short and long term disability)
Position, title, or relationship with the other business: owner
Start date: 04/26/2019
Approximate number of hours/month you devote to the other business: 1
Approximate number of hours/month you devote to the other business during securities trading hours: 0
Describe your duties relating to the other business: renewals on existing business. referrals to another firm for bidding, sales, and servicing
"
CRS (Client Relationship Summary) - RIA
Click below to view Craig Scott Sablosky's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Craig Scott Sablosky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 26, 2019 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 12100 Sunset Hills Road Suite 100, Reston, VA 20190RIA
BD
CRD#: 14169
Reston, VA
Current
April 26, 2019 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 12100 Sunset Hills Road Suite 100, Reston, VA 20190RIA
BD
CRD#: 14169
Reston, VA
Past
November 3, 2017 - May 8, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
RESTON, VA
Past
November 3, 2017 - May 8, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
RESTON, VA
Past
January 7, 2010 - November 3, 2017
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
RESTON, VA
Past
January 7, 2010 - November 3, 2017
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
RESTON, VA
Past
July 26, 2007 - January 26, 2010
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
RESTON, VA
Past
May 4, 2006 - January 26, 2010
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
RESTON, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(3/26/2024)
RR
Florida(4/26/2019)
RR
Illinois(11/21/2023)
RR
North Carolina(10/15/2024)
RR
Ohio(11/21/2023)
RR
Tennessee(10/15/2024)
RR
Texas(2/10/2022)
IAR
Texas(11/27/2023)
IAR
Virginia(4/26/2019)
RR
Virginia(4/29/2019)
RR
Washington(5/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
