Nicholas B. Ventura
Professional summary
Nicholas Brian Ventura, who also goes by Nick Ventura, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Pittsburgh, Pennsylvania and MID ATLANTIC CLEARING & SETTLEMENT CORPORATION located in Pittsburgh, Pennsylvania.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2011. Nicholas has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Brian Ventura's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2011 - Present
NEWEDGE SECURITIES, LLC
Office #1: 1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-4235July 20, 2017 - Present
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
Office #1: 1251 Waterfront Place Suite 540, Pittsburgh, PA 15222State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
CRD#: 37466 / SEC#: , 8-47758
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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