Brian R. Werth

MCAVOY KEMP WEALTH MANAGEMENT

BLOOMINGTON, IN 47404

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CRD#: 4878619

Professional summary

Brian R Werth is a registered financial advisor currently at MCAVOY KEMP WEALTH MANAGEMENT, LLC located in Bloomington, Indiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Bloomington, Indiana.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-A.D. BAKER & CO.,LLC. 5000 COLLEGE BLVD.STE 120 OVERLAND PARK KS 66211-1629. CONTINUING EDUCATION AND LICENSING INSTRUCTION. NIR - 4 HR/MO - 0/TRADING. 2. BRIAN WERTH FINANCIAL - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian R Werth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2010 - Present

MCAVOY KEMP WEALTH MANAGEMENT, LLC

Office #1: 820 W 17th Street, Suite 6, Bloomington, IN 47404

RIA

CRD#: 122084

BLOOMINGTON, IN

Current

July 1, 2010 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 820 W. 17th St. Ste 6, Bloomington, IN 47404

CRD#: 39543

BLOOMINGTON, IN

Past

September 24, 2009 - July 12, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

BLOOMINGTON, IN

Past

September 8, 2009 - July 12, 2010

LPL FINANCIAL LLC

CRD#: 6413

BLOOMINGTON, IN

Past

June 18, 2008 - September 17, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BLOOMINGTON, IN

Past

February 7, 2007 - May 1, 2008

EDWARD JONES

RIA

CRD#: 250

BLOOMINGTON, IN

Past

January 11, 2005 - May 1, 2008

EDWARD JONES

CRD#: 250

BLOOMINGTON, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/4/2016)

Illinois
(7/1/2010)

Indiana
(7/1/2010)

IAR

Indiana
(7/7/2010)

Wisconsin
(7/1/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MCAVOY KEMP WEALTH MANAGEMENT, LLC

MCAVOY KEMP WEALTH MANAGEMENT, LLC | SPURLING KEMP WEALTH MANAGEMENT, LLC

CRD#: 122084 / SEC#: 801-67784

RIA

Registered Investment Advisory firm - (3/12/2012 Terminated)

Indiana

Registered Investment Advisory firm - (3/8/2012 Approved)

Kentucky

Registered Investment Advisory firm - (8/28/2007 Terminated)

Ohio

Registered Investment Advisory firm - (4/2/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2121 25th Street Suite A, Columbus, IN 47201-3214

Mailing Address

Phone number

(812) 376-6463

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	243
AUM (Assets Under Management)	$ 63,825,233

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian R. Werth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian R Werth's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WATERSTONE FINANCIAL GROUP, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2007

Series 63

Date: 2/14/2005

SIE

Date: 10/1/2018

Series 7

Date: 1/10/2005

FINRA

Current Firm

MCAVOY KEMP WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCAVOY KEMP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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