Eric Gong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Gong was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2005. Eric had worked at 6 firms and has passed the Series 66, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2011 - March 25, 2013
CHIMERA SECURITIES, LLC
January 15, 2009 - May 10, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
September 22, 2008 - January 8, 2009
TAFFERER TRADING, LLC
August 1, 2008 - September 2, 2008
NATIONWIDE SECURITIES, LLC
September 24, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
January 17, 2006 - September 21, 2007
EQUITABLE ADVISORS, LLC
February 8, 2005 - September 21, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 8/13/2009
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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