Lorissa Rawlinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorissa Rawlinson, who also goes by Lorissa K Constable, Lorissa Constable, Lorissa K Rawlinson, was a registered financial professional .
Lorissa is a previously registered financial professional and started their career in finance in 2005. Lorissa had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2026 - July 20, 2026
PARALEL DISTRIBUTORS
March 24, 2020 - August 14, 2023
COMMERCE BROKERAGE SERVICES, INC.
August 21, 2009 - July 16, 2018
WADDELL & REED
August 21, 2009 - July 16, 2018
IVY DISTRIBUTORS, INC.
September 9, 2008 - December 6, 2008
AMERICAN CENTURY INVESTMENT SERVICES INC.
February 1, 2007 - August 25, 2008
WADDELL & REED
February 1, 2007 - August 25, 2008
IVY DISTRIBUTORS, INC.
January 1, 2005 - December 31, 2006
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARALEL DISTRIBUTORS
CRD#: 316115 / SEC#: , 8-70771
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
