Janet M. Stanley
Professional summary
Janet M Stanley, who also goes by Janet Marie Seidler, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Windsor, Colorado.
Janet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Janet has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Janet M Stanley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Janet M Stanley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 128 North 6th Street Unit B, Windsor, CO 80550January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 128 North 6th Street Unit B, Windsor, CO 80550March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
October 4, 2007 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
August 31, 2007 - March 1, 2019
QUESTAR CAPITAL CORPORATION
February 23, 2006 - August 29, 2007
MONEY CONCEPTS CAPITAL CORP
July 6, 2005 - August 29, 2007
MONEY CONCEPTS CAPITAL CORP
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2024)
(4/21/2025)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(11/5/2024)
(1/19/2024)
(1/19/2024)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Windsor, CO 80550TRUST BUT VERIFY
Monitor Janet Stanley
Get automatic monthly alerts on: