CR
Curtis C. Randle El
NFSG
SEWICKLEY, PA 15143
Some features on this profile are disabled
CRD#: 4877870
CR
Professional summary
Curtis C Randle El, who also goes by Curtis C. Randle El III, Curtis Randle El III, Curtis Randle El, is a registered financial advisor currently at NFSG CORPORATION located in Sewickley, Pennsylvania and NEWBRIDGE SECURITIES CORPORATION located in Sewickley, Pennsylvania.
Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Curtis has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Curtis C. Randle El Iii | Curtis Randle El Iii | Curtis Randle El
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RANDLE EL WEALTH ADVISORS, LLC - 1712 MOUNT NEBO ROAD - SEWICKLEY, PA 15143 - dba FOR FINANCIAL AND INSURANCE SERVICES - 100% OWNER SINCE 10/2011 - APPROX 40 HRS/MO - COMMISSIONS/FEES 2) INDEPENDENT FIXED INSURANCE AGENT 1712 MOUNT NEBO ROAD - SEWICKLEY, PA 15143 - FIXED INSURANCE PROVIDER - AGENT SINCE 11/2014 - APPROX 40 HRS/MO - COMMISSIONS 3) PITTSBURGH HISTORIC LANDMARKS FOUNDATION AND ENDOWMENT FINANCE COMMITTEE 100 WEST STATION SQUARE PITTSBURGH, PA 15219 - BOARD MEMBER GOVERNING THE ACTIVITIES OF THE PHLF STAFF AND PRESERVING THE ENDOWMENT THROUGH OVERSIGHT OF INVESTMENT CONSULTANT SINCE 01/2008 - APPROX 1 HR/MO - NO COMPENSATION 4) Greater YMCA of Pittsburgh, Volunteer Board member. Since 2018 -3 Hours/MO. -No Compensation
CRS (Client Relationship Summary) - RIA
Click below to view Curtis C Randle El's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2018 - Present
NFSG CORPORATION
Office #1: 1712 Mount Nebo Road, Sewickley, PA 15143RIA
CRD#: 130814
SEWICKLEY, PA
Current
May 22, 2018 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 1712 Mount Nebo Road, Sewickley, PA 15143BD
CRD#: 104065
SEWICKLEY, PA
Past
January 8, 2016 - February 26, 2018
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 144426
Pittsburg, PA
Past
December 21, 2015 - December 31, 2015
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 144426
PITTSBURGH, PA
Past
December 21, 2015 - February 26, 2018
INTERNATIONAL ASSETS ADVISORY, LLC
BD
CRD#: 10645
PITTSBURGH, PA
Past
December 12, 2014 - December 18, 2015
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
PITTSBURGH, PA
Past
December 12, 2014 - December 18, 2015
REALTA EQUITIES, INC.
BD
CRD#: 23769
PITTSBURGH, PA
Past
November 24, 2014 - December 15, 2014
CETERA ADVISORS LLC
RIA
CRD#: 10299
PITTSBURGH, PA
Past
November 24, 2014 - December 15, 2014
CETERA ADVISORS LLC
BD
CRD#: 10299
PITTSBURGH, PA
Past
November 2, 2011 - November 25, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
PITTSBURGH, PA
Past
November 1, 2011 - November 25, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
PITTSBURGH, PA
Past
March 20, 2009 - June 15, 2011
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
PITTSBURGH, PA
Past
March 20, 2009 - June 15, 2011
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PITTSBURGH, PA
Past
November 1, 2005 - December 16, 2008
HEFREN-TILLOTSON, INC.
RIA
CRD#: 53
WEXFORD, PA
Past
June 8, 2005 - December 16, 2008
HEFREN-TILLOTSON, INC.
BD
CRD#: 53
WEXFORD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(6/11/2018)
RR
Maryland(6/6/2018)
RR
Michigan(6/17/2019)
RR
Ohio(6/4/2018)
RR
Pennsylvania(6/1/2018)
IAR
Pennsylvania(6/6/2018)
RR
Texas(3/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
