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GW

Gregory S. Wiener

CAMPBELL LUTYENS & CO.
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 4877612
GW

Professional summary

Gregory Seth Wiener, who also goes by Gregory Wiener, is a registered financial professional currently at CAMPBELL LUTYENS & CO. INC. located in Los Angeles, California.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2005. Gregory has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory Wiener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Seth Wiener's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 13, 2005 - Present

CAMPBELL LUTYENS & CO. INC.

Office #1: 1901 Avenue Of The Stars 19th Floor, Los Angeles, CA 90067
BD
CRD#: 133376
Los Angeles, CA
Past

February 18, 2005 - July 1, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/10/2010)
RR
Alaska
(2/21/2018)
RR
Arizona
(8/28/2009)
RR
Arkansas
(2/21/2018)
RR
California
(9/26/2005)
RR
Colorado
(9/16/2005)
RR
Connecticut
(9/26/2005)
RR
Delaware
(9/26/2005)
RR
District of Columbia
(9/16/2005)
RR
Florida
(9/16/2005)
RR
Georgia
(9/26/2005)
RR
Hawaii
(6/10/2010)
RR
Idaho
(2/21/2018)
RR
Illinois
(9/26/2005)
RR
Indiana
(9/26/2005)
RR
Iowa
(2/21/2018)
RR
Kansas
(6/28/2010)
RR
Kentucky
(2/21/2018)
RR
Louisiana
(6/9/2010)
RR
Maine
(10/27/2009)
RR
Maryland
(9/16/2005)
RR
Massachusetts
(9/26/2005)
RR
Michigan
(9/26/2005)
RR
Minnesota
(9/26/2005)
RR
Mississippi
(2/21/2018)
RR
Missouri
(3/29/2006)
RR
Montana
(2/21/2018)
RR
Nebraska
(8/28/2009)
RR
Nevada
(9/26/2005)
RR
New Hampshire
(8/28/2009)
RR
New Jersey
(9/16/2005)
RR
New Mexico
(8/28/2009)
RR
New York
(9/26/2005)
RR
North Carolina
(9/26/2005)
RR
North Dakota
(6/9/2010)
RR
Ohio
(9/16/2005)
RR
Oklahoma
(3/14/2006)
RR
Oregon
(9/26/2005)
RR
Pennsylvania
(9/26/2005)
RR
Rhode Island
(9/26/2005)
RR
South Carolina
(2/21/2018)
RR
South Dakota
(2/21/2018)
RR
Tennessee
(9/26/2005)
RR
Texas
(9/26/2005)
RR
Utah
(6/9/2010)
RR
Vermont
(2/21/2018)
RR
Virginia
(9/26/2005)
RR
Washington
(9/26/2005)
RR
West Virginia
(2/21/2018)
RR
Wisconsin
(9/26/2005)
RR
Wyoming
(6/9/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/17/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/8/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CL
CAMPBELL LUTYENS & CO. INC.
CAMPBELL LUTYENS & CO. INC.

CRD#: 133376 / SEC#: , 8-66720

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
630 Fifth Ave. 36th Floor, New York, NY 10111
Mailing Address
630 Fifth Ave. 36th Floor, New York, NY 10111
Phone number
(212) 223-8448
Established
Delaware since 03/04/2004
Firm type
Corporation
Fiscal year end
April
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAMPBELL LUTYENS HOLDINGS LIMITEDHOLDING CO. OWNER
COOPER, GERALD LEWISDIRECTOR4848399
DAVIDSSON, CHRISTOFFERPRESIDENT/DIRECTOR3021081
MARROQUIN, GUILLERMODIRECTOR2791001
PANGBORN, JOEL WILLIAMSONCHIEF COMPLIANCE OFFICER5489742
PAOLINO, CHRISTOPHER SRFINANCIAL AND OPERATIONS PRINCIPAL5707178
SANDSTROM, SARAH ANNEDIRECTOR2278556
WIENER, GREGORY SETHAMLCO/DIRECTOR4877612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMPBELL LUTYENS & CO. INC.

CRD#: 133376Los Angeles, CA 90067

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