Carolyn E. Sumner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carolyn Elizabeth Sumner, who also goes by Carolyn Elizabeth Bembry Ms., Carolyn Elizabeth Sumner Mrs, Carolyn Elizabeth Sumner, was a registered financial professional .
Carolyn is a previously registered financial professional and started their career in finance in 2019. Carolyn had worked at 6 firms and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2025 - July 1, 2026
GREEN VISTA CAPITAL, LLC
July 2, 2024 - June 2, 2025
ARKAP MARKETS, LLC
June 17, 2022 - January 16, 2024
WEALTHFORGE SECURITIES, LLC
December 11, 2020 - June 15, 2022
EMERSON EQUITY LLC
June 26, 2020 - November 2, 2020
TRITON PACIFIC SECURITIES, LLC
June 7, 2019 - March 23, 2020
MOODY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/17/2019
General Securities Representative ExaminationCurrent Firm
GREEN VISTA CAPITAL, LLC
CRD#: 293630 / SEC#: , 8-70101
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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