Carolyn E. Sumner
Professional summary
Carolyn Elizabeth Sumner, who also goes by Carolyn Elizabeth Bembry Ms., Carolyn Elizabeth Sumner Mrs, Carolyn Elizabeth Sumner, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Nashville, Tennessee.
Carolyn is registered as a RR (Registered Representative) and started their career in finance in 2019. Carolyn has worked at 7 firms and has passed the Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carolyn Elizabeth Sumner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2026 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 555 Marriott Drive Suite 275, Nashville, TN 37214May 30, 2025 - July 1, 2026
GREEN VISTA CAPITAL, LLC
July 2, 2024 - June 2, 2025
ARKAP MARKETS, LLC
June 17, 2022 - January 16, 2024
WEALTHFORGE SECURITIES, LLC
December 11, 2020 - June 15, 2022
EMERSON EQUITY LLC
June 26, 2020 - November 2, 2020
TRITON PACIFIC SECURITIES, LLC
June 7, 2019 - March 23, 2020
MOODY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/17/2019
General Securities Representative ExaminationFINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 3054881 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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