Lara K. Anderson
Professional summary
Lara K Anderson, who also goes by Lara K Anderson, Lara Kirstin Anderson, Lara Anderson, Lara Anderson Luchetti, Lara K Luchetti, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Lara is registered as a RR (Registered Representative) and started their career in finance in 2004. Lara has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lara K Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Magellan, Covington, KY 41015September 3, 2015 - April 1, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 10, 2013 - August 27, 2015
USI SECURITIES, INC.
November 10, 2011 - August 27, 2015
USI ADVISORS
October 29, 2010 - October 7, 2011
MML INVESTORS SERVICES, LLC
June 1, 2009 - August 3, 2009
MORGAN STANLEY
June 1, 2009 - August 3, 2009
MORGAN STANLEY
January 8, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 23, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 18, 2007 - August 14, 2008
EMPOWER FINANCIAL SERVICES, INC.
April 20, 2005 - January 3, 2007
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
December 14, 2004 - January 3, 2007
NYLIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Covington, KY 41015TRUST BUT VERIFY
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