Danielle B. Herritt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danielle Beth Herritt, who also goes by Danielle B Herritt, Danielle Herritt Kelley, Danielle H Tuck, Danielle Herritt Tuck, was a registered financial professional .
Danielle is a previously registered financial professional and started their career in finance in 2006. Danielle had worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2018 - December 12, 2019
WOODSTOCK WEALTH MANAGEMENT, INC.
February 6, 2007 - November 7, 2018
WOODSTOCK FINANCIAL GROUP, INC.
March 7, 2006 - December 12, 2019
WOODSTOCK FINANCIAL GROUP, INC.
Primary Firm SEC Registration
WOODSTOCK WEALTH MANAGEMENT, INC.
CRD#: 283472 / SEC#: 801-112663
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODSTOCK WEALTH MANAGEMENT, INC.
CRD#: 283472 / SEC#: 801-112663
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,834 |
| AUM (Assets Under Management) | $ 629,939,767 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
