Chiou-pying Cheng
Professional summary
Chiou-pying Cheng, who also goes by Chiou-pying Chu, Chiou-pying Cheng, Chioupying Cheng, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Cupertino, California and FIDELITY BROKERAGE SERVICES LLC located in Campbell, California.
Chiou-pying is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Chiou-pying has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chiou-pying Cheng's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 851 East Hamilton Ave Ste 100, Campbell, CA 95008-0600November 20, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 851 East Hamilton Ave., Ste 100, Campbell, CA 95008December 23, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 24, 2020 - October 15, 2020
MML INVESTORS SERVICES, LLC
March 18, 2020 - October 15, 2020
MML INVESTORS SERVICES, LLC
June 23, 2017 - February 28, 2020
EAGLE STRATEGIES LLC
May 16, 2017 - February 28, 2020
NYLIFE SECURITIES LLC
May 14, 2009 - January 30, 2017
PRUCO SECURITIES, LLC.
March 9, 2006 - January 30, 2017
PRUCO SECURITIES, LLC.
June 8, 2005 - March 1, 2006
WORLD GROUP SECURITIES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2021)
(11/20/2020)
(3/31/2025)
(2/12/2021)
(2/12/2021)
(11/14/2023)
(2/12/2021)
(2/12/2021)
(11/14/2023)
(11/14/2023)
(2/12/2021)
(2/12/2021)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(2/12/2021)
(2/12/2021)
(2/12/2021)
(2/12/2021)
(2/12/2021)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(2/12/2021)
(2/12/2021)
(2/12/2021)
(2/15/2021)
(11/14/2023)
(2/12/2021)
(11/14/2023)
(11/14/2023)
(11/14/2023)
(12/17/2020)
(3/31/2025)
(11/14/2023)
(2/12/2021)
(2/12/2021)
(2/12/2021)
Exams
Series 7TO
Date: 12/30/2019
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
