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MH

Matthew T. Hammes

CETERA INVESTMENT ADVISERS LLC
WEST DES MOINES, IA 50266
Some features on this profile are disabled
CRD#: 4875914
MH

Professional summary

Matthew T Hammes, who also goes by Matthew Thomas Hammes, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Des Moines, Iowa and CETERA INVESTMENT SERVICES LLC located in West Des Moines, Iowa.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 10 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 62, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Matthew Thomas Hammes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew T Hammes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266
RIA
CRD#: 105644
WEST DES MOINES, IA
Current

January 27, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266
BD
CRD#: 15340
West Des Moines, IA
Current

January 27, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266
BD
CRD#: 13572
West Des Moines, IA
Current

January 27, 2026 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266
BD
CRD#: 10358
West Des Moines, IA
Current

January 27, 2026 - Present

CETERA ADVISORS LLC

Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266
BD
CRD#: 10299
West Des Moines, IA
Past

November 21, 2022 - August 28, 2025

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
Conshohocken, PA
Past

November 21, 2022 - August 28, 2025

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
Conshohocken, PA
Past

September 4, 2012 - November 18, 2022

LPL FINANCIAL LLC

RIA
CRD#: 6413
ANKENY, IA
Past

September 4, 2012 - November 18, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
ANKENY, IA
Past

July 26, 2010 - August 7, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

July 9, 2010 - August 7, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

October 26, 2009 - January 27, 2010

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

September 14, 2005 - November 5, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

February 17, 2005 - June 29, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

February 17, 2005 - June 29, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Iowa
(1/27/2026)
IAR
Iowa
(1/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/21/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/12/2017
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/13/2017
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/13/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644West Des Moines, IA 50266

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