Tomek A. Siwiec

NEW WAVE WEALTH ADVISORS

Springdale, AR 72764

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CRD#: 4875171

Professional summary

Tomek Andrzej Siwiec, who also goes by Tomek Siwiec, is a registered financial advisor currently at NEW WAVE WEALTH ADVISORS located in Springdale, Arkansas.

Tomek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Tomek has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tomek Siwiec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance agent, since 8/30/2006, not investment related, nature: insurance, 10 hours or less during the week, most hours during trading hours, compensation: commissions, position: insurance agent. Rogers, AR 2) Touchstone Financial, LLC; Owner (100%); since 10/2019; a holding company to receive compensation from New Wave Wealth Advisors, LLC. Non-investment related; no compensation. 4 hours per month, 0 hours during trading hours. Rogers, AR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tomek Andrzej Siwiec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2022 - Present

NEW WAVE WEALTH ADVISORS

Office #1: 4403 S Thompson St, Ste 1, Springdale, AR 72764Office #2: 240 S Main St, Bentonville, AR 72712

RIA

CRD#: 323414

Springdale, AR

Past

October 9, 2019 - December 31, 2022

SOWELL MANAGEMENT

RIA

CRD#: 127145

Rogers, AR

Past

February 6, 2006 - October 10, 2019

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

ROGERS, AR

Past

April 26, 2005 - October 10, 2019

ARVEST WEALTH MANAGEMENT

CRD#: 42057

ROGERS, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW WAVE WEALTH ADVISORS

NEW WAVE WEALTH ADVISORS | NEW WEALTH ADVISORS | NEW WAVE WEALTH ADVISORS LLC

CRD#: 323414 / SEC#: 801-126788

RIA

Registered Investment Advisory firm - (10/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/25/2022)

IAR

Missouri
(11/7/2023)

IAR

Texas
(11/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2005

General Securities Representative Examination

Current Firm

NEW WAVE WEALTH ADVISORS

NEW WAVE WEALTH ADVISORS | NEW WEALTH ADVISORS | NEW WAVE WEALTH ADVISORS LLC

CRD#: 323414 / SEC#: 801-126788

RIA

Registered Investment Advisory firm - (10/25/2022 Approved)

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Contact information

Main Address

4403 S Thompson St, Ste 1, Springdale, AR 72764

Mailing Address

Phone number

(479) 877-2525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEW WAVE WEALTH ADVISORS PART 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,253
AUM (Assets Under Management)	$ 315,005,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tomek A. Siwiec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tomek Andrzej Siwiec's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW WAVE WEALTH ADVISORS

SOWELL MANAGEMENT

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

Primary Firm SEC Registration

NEW WAVE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2005

Current Firm

NEW WAVE WEALTH ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW WAVE WEALTH ADVISORS

TRUST BUT VERIFY

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