Deadra J. Williams

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CRD#: 4874449

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Deadra Joiyon Williams, who also goes by Deadra Joiyon Oglesby, Deadra J Williams, Deadra Joi Yon Williams, was a registered financial professional .

Deadra is a previously registered financial professional and started their career in finance in 2004. Deadra had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Deadra Joiyon Oglesby | Deadra J Williams | Deadra Joi Yon Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 2, 2015 - December 4, 2015

HANSEN & ASSOCIATES FINANCIAL GROUP INC.

RIA

CRD#: 168363

SACRAMENTO, CA

Past

July 19, 2010 - September 17, 2014

SCOTTRADE, INC.

CRD#: 8206

ROSEVILLE, CA

Past

November 7, 2007 - October 15, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SACRAMENTO, CA

Past

October 29, 2007 - October 15, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SACRAMENTO, CA

Past

November 16, 2004 - September 18, 2006

E*TRADE SECURITIES LLC

CRD#: 29106

RANCHO CORDOVA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HANSEN & ASSOCIATES FINANCIAL GROUP INC.

DARLING FINANCIAL GROUP, LLC | WHITEROCK CAPITAL MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | HANSEN & ASSOCIATES FINANCIAL GROUP INC.

CRD#: 168363 / SEC#: 801-122580

RIA

Registered Investment Advisory firm - (10/29/2021 Approved)

California

Registered Investment Advisory firm - (12/3/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/19/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/12/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/2010

General Securities Principal Examination

Current Firm

HANSEN & ASSOCIATES FINANCIAL GROUP INC.

DARLING FINANCIAL GROUP, LLC | WHITEROCK CAPITAL MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | HANSEN & ASSOCIATES FINANCIAL GROUP INC.

CRD#: 168363 / SEC#: 801-122580

RIA

Registered Investment Advisory firm - (10/29/2021 Approved)

California

Registered Investment Advisory firm - (12/3/2021 Terminated)

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Contact information

Main Address

2271 Lava Ridge Court Suite 195, Roseville, CA 94661

Mailing Address

Phone number

(916) 706-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1 - WRAP BROCHURE (3/10/2025)

ADV PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,165
AUM (Assets Under Management)	$ 229,760,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Deadra J. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SCOTTRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

E*TRADE SECURITIES LLC

Primary Firm SEC Registration

HANSEN & ASSOCIATES FINANCIAL GROUP INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2007

Series 63

Date: 11/19/2004

Series 7

Date: 11/12/2004

Series 24

Date: 8/27/2010

Current Firm

HANSEN & ASSOCIATES FINANCIAL GROUP INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HANSEN & ASSOCIATES FINANCIAL GROUP INC.

TRUST BUT VERIFY

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