Richard Jonathan Stolz
Professional Summary
Richard Jonathan Stolz, who also goes by Jonathan Stolz, R. Jonathan Stolz, is a registered financial advisor currently at WEST FINANCIAL SERVICES, INC. located in Mclean, Virginia. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Richard has worked at 2 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jonathan Stolz, R. Jonathan Stolz
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
WEST FINANCIAL SERVICES, INC.
Contact Information
Main Address
2010 Corporate Ridge Road Ste 530, Mclean, VA 22102Phone Number
(703) 847-2500# of Employees
39SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,766AUM (Assets Under Management)
$2,836,210,165Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
WEST FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
(10/9/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Oct 2011About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Jonathan Stolz's CRS (Customer Relationship Summary).
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