Christopher J. Legg

OFS

Mclean, VA 22102

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CRD#: 4874134

Professional summary

Christopher John Legg, CFP® is a registered financial advisor currently at OFS located in Mclean, Virginia.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Legg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

September 21, 2010 - Present

OFS

Office #1: 7950 Jones Branch Drive Suite 700n, Mclean, VA 22102

RIA

CRD#: 107335

Mclean, VA

Past

January 19, 2005 - April 3, 2007

TD AMERITRADE, INC.

CRD#: 7870

LONDON, ONTARIO,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OFS

OCTAGON FINANCIAL SERVICES INC | OFS

CRD#: 107335 / SEC#: 801-20076

RIA

Registered Investment Advisory firm - (11/18/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(9/21/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/2005

General Securities Representative Examination

Current Firm

OFS

OCTAGON FINANCIAL SERVICES INC | OFS

CRD#: 107335 / SEC#: 801-20076

RIA

Registered Investment Advisory firm - (11/18/1983 Approved)

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Contact information

Main Address

7950 Jones Branch Drive Suite 700n, Mclean, VA 22102

Mailing Address

Phone number

(703) 905-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR OFS (3/27/2025)

Regulatory assets under management

Total Number of Accounts	461
AUM (Assets Under Management)	$ 1,355,677,370

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
11/26/2024	Cover Page	Report
01/05/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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