John L. Heacock
Professional summary
John L Heacock, who also goes by John L. Heacock, John Lee Heacock, John Heacock, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Mount Laurel, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. John has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John L Heacock's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John L Heacock's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2025 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 307 Fellowship Road Suite 205, Mount Laurel, NJ 08054October 20, 2025 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 307 Fellowship Road Suite 205, Mount Laurel, NJ 08054December 7, 2022 - October 21, 2025
MML INVESTORS SERVICES, LLC
December 7, 2022 - October 21, 2025
MML INVESTORS SERVICES, LLC
February 25, 2020 - November 7, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 25, 2020 - November 7, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 5, 2018 - January 31, 2020
HOOVER FINANCIAL ADVISORS, INC.
May 23, 2017 - May 23, 2018
M HOLDINGS SECURITIES, INC.
May 23, 2017 - May 23, 2018
M HOLDINGS SECURITIES, INC.
June 5, 2012 - May 23, 2017
MML INVESTORS SERVICES, LLC
May 18, 2012 - May 23, 2017
MML INVESTORS SERVICES, LLC
February 6, 2012 - April 20, 2012
NATIONWIDE SECURITIES, LLC
January 1, 2012 - April 20, 2012
NATIONWIDE SECURITIES, LLC
March 18, 2005 - September 25, 2007
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2025)
(10/20/2025)
(10/20/2025)
Exams
FINRA
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
