Erica L. Arroyo

MA PRIVATE WEALTH

SAN CARLOS, CA 94070

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CRD#: 4873607

Professional summary

Erica Lynn Arroyo, who also goes by Erica Lynn Acaya, is a registered financial advisor currently at MA PRIVATE WEALTH, LLC located in San Carlos, California.

Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Erica has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erica Lynn Acaya

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Lynn Arroyo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2018 - Present

MA PRIVATE WEALTH, LLC

Office #1: 1355a San Carlos Avenue, San Carlos, CA 94070

RIA

CRD#: 291366

SAN CARLOS, CA

Past

August 1, 2014 - January 31, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN CARLOS, CA

Past

July 29, 2014 - January 31, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN CARLOS, CA

Past

March 30, 2009 - March 10, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OAKDALE, CA

Past

February 17, 2009 - March 10, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

OAKDALE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MA PRIVATE WEALTH, LLC

CERTUS WEALTH MANAGEMENT | ORSON ADVISORS, LLC | MA PRIVATE WEALTH, LLC | EMERSON ADVISORS, LLC

CRD#: 291366 / SEC#: 801-112344

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/26/2018)

IAR

Texas
(1/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2009

General Securities Representative Examination

Current Firm

MA PRIVATE WEALTH, LLC

CERTUS WEALTH MANAGEMENT | ORSON ADVISORS, LLC | MA PRIVATE WEALTH, LLC | EMERSON ADVISORS, LLC

CRD#: 291366 / SEC#: 801-112344

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

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Contact information

Main Address

1355 A San Carlos Avenue, San Carlos, CA 94070

Mailing Address

Phone number

(650) 232-2021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAPW FORM ADV PART 2A BROCHURE (8/1/2025)

MAPW FORM ADV PART 2A: APPENDIX 1 WRAP PROGRAM BROCHURE (8/1/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 584,116,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erica L. Arroyo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Lynn Arroyo's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2009

SIE

Date: 1/31/2018

Series 7

Date: 2/16/2009

Current Firm

MA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MA PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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