Nicolas R. Libertella
Professional summary
Nicolas Rocco Libertella was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nicolas Rocco Libertella was a registered financial professional .
Nicolas is a previously registered financial professional and started their career in finance in 2011. Nicolas had worked at 2 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2012 - July 3, 2012
IAA FINANCIAL LLC
April 19, 2011 - April 2, 2012
BUCKMAN, BUCKMAN & REID, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 4/18/2011
Corporate Securities Limited Representative ExaminationCurrent Firm
IAA FINANCIAL LLC
CRD#: 6578 / SEC#: , 8-18463
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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