Nanci Beth Lotvin
Professional Summary
Nanci Beth Lotvin, who also goes by Nanci Lotvin, was a registered financial advisor. Nanci was a previously registered financial professional and started their career in finance 1993 - 2021. Nanci had worked at 14 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nanci Lotvin
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
BENJAMIN & FORGIONE CO., INC. | BENJAMIN SECURITIES, INC.
Contact Information
Main Address
3 West Garden Street Suite 6, Albany, NY 12205Mailing Address
3 West Garden Street Suite 407, Pensacola, FL 32502Phone Number
(516) 931-1090Established
New York since 08/10/1977Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
6SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
FINRA licenses (32 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
65AUM (Assets Under Management)
$39,466,317Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BENJAMIN & FORGIONE CO., INC. | BENJAMIN SECURITIES, INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 1999Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2003About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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