Erik L. Hall
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
SAN JOSE, CA
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CRD#: 4873355
Professional summary
Erik L. Hall, CFP®, who also goes by Erik Leonard Hall, Erik Hall, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Jose, California and FIDELITY BROKERAGE SERVICES LLC located in Los Gatos, California.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Erik has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I partner with families and organizations to collaborate, understand their goals, and together create a personalized path to bring those goals into focus. My primary objective is to help clients execute strategies, mitigating risks along the way and making updates as appropriate as things change in financial markets and in life.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Erik Leonard Hall | Erik Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Erik L. Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Education
University of Massachusetts
Bachelor of Arts (BA) - ECONOMICS
2004
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 434 N Santa Cruz Ave, Los Gatos, CA 95030-5321RIA
CRD#: 104555
SAN JOSE, CA
Current
June 24, 2009 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 434 N Santa Cruz Ave, Los Gatos, CA 95030-5321BD
CRD#: 7784
Los Gatos, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SAN JOSE, CA
Past
July 17, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LOS GATOS, CA
Past
December 2, 2004 - February 19, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
CAMBRIDGE, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/30/2015)
RR
California(6/24/2009)
IAR
California(3/31/2025)
RR
Colorado(4/23/2020)
RR
Connecticut(3/25/2023)
RR
District of Columbia(1/3/2020)
RR
Florida(1/3/2020)
RR
Idaho(11/16/2020)
RR
Illinois(7/21/2023)
RR
Maryland(3/4/2022)
RR
Massachusetts(7/31/2013)
RR
Michigan(2/12/2021)
RR
Minnesota(3/4/2022)
RR
Nevada(6/24/2009)
RR
New Hampshire(1/3/2020)
RR
New Mexico(9/9/2022)
RR
New York(4/23/2020)
RR
North Carolina(4/23/2020)
RR
Ohio(1/6/2020)
RR
Oklahoma(1/3/2020)
RR
Oregon(6/24/2009)
RR
Pennsylvania(1/3/2020)
RR
South Dakota(3/2/2024)
RR
Texas(4/23/2020)
IAR
Texas(3/31/2025)
RR
Virginia(1/3/2020)
RR
Washington(6/12/2017)
RR
Wisconsin(6/25/2025)
RR
Wyoming(9/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555San Jose, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
