Adam B. Scott

ARGYLE CAPITAL PARTNERS

LOS ANGELES, CA 90067

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CRD#: 4873264

Professional summary

Adam Bertrand Scott, who also goes by Adam Scott, is a registered financial advisor currently at ARGYLE CAPITAL PARTNERS, LLC located in Los Angeles, California.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Adam has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Barrington Court HOA; Not Investment Related; 514-524 S. Barrington Ave, Los Angeles CA 90049; Homeowners Association; President; October 2023; 12 hours per month, no hours during securities trading hours; Managing relationships with buildings' vendors, issues with owners, property management company, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Bertrand Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2012 - Present

ARGYLE CAPITAL PARTNERS, LLC

Office #1: 1925 Century Park East Suite 1140, Los Angeles, CA 90067

RIA

CRD#: 162246

LOS ANGELES, CA

Past

August 17, 2010 - June 15, 2012

GROSS DOMESTIC PRODUCT, INC

RIA

CRD#: 147588

MANHATTAN BEACH, CA

Past

Registered Investment Advisory firm - (8/4/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/18/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/21/2004

General Securities Representative Examination

Current Firm

ARGYLE CAPITAL PARTNERS, LLC

ABS INVESTMENT ADVISORS, LLC | ARGYLE CAPITAL PARTNERS, LLC

CRD#: 162246 / SEC#: 801-121915

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

California

Registered Investment Advisory firm - (9/3/2021 Terminated)

Colorado

Registered Investment Advisory firm - (8/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/4/2021 Terminated)

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Contact information

Main Address

1925 Century Park East Suite 1140, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 750-9557

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARGYLE CAPITAL PARTNERS, LLC DISCLOSURE BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts	423
AUM (Assets Under Management)	$ 190,396,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam B. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Bertrand Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROSS DOMESTIC PRODUCT, INC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ARGYLE CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2005

Series 7

Date: 12/21/2004

Current Firm

ARGYLE CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGYLE CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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