Anthony S. Diamos

MSC - BD

LAKE OSWEGO, OR 97035

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CRD#: 4872899

Professional summary

Anthony Solon Diamos is a registered financial professional currently at MSC - BD, LLC located in Lake Oswego, Oregon and PARSONEX SECURITIES, INC. located in Englewood, Colorado.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2004. Anthony has worked at 20 firms and has passed the SIE, Series 99TO and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Solon Diamos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2007 - Present

MSC - BD, LLC

Office #1: 5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035

CRD#: 142927

LAKE OSWEGO, OR

Current

November 27, 2007 - Present

PARSONEX SECURITIES, INC.

Office #1: 8310 S. Valley Highway Suite 110, Englewood, CO 80112

CRD#: 144412

Englewood, CO

Current

October 23, 2008 - Present

TSG CAPITAL ADVISORS

Office #1: 3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779

CRD#: 147509

Ronkonkoma, NY

Current

July 7, 2015 - Present

PARSONEX CAPITAL MARKETS, LLC

Office #1: 8310 S. Valley Highway, Ste. 110, Englewood, CO 80112

CRD#: 169578

Englewood, CO

Current

October 8, 2018 - Present

POLARIS PRIVATE PLACEMENTS, LLC

Office #1: 825 Lowcountry Blvd. Suite 206, Mt. Pleasant, SC 29464

CRD#: 288104

MT. PLEASANT, SC

Past

January 7, 2016 - July 1, 2020

GROWTHCAP PARTNERS, LLC

CRD#: 281603

NEW YORK, NY

Past

August 5, 2013 - March 28, 2019

ASCENDIANT SECURITIES, LLC

CRD#: 129236

JUPITER, FL

Past

August 9, 2011 - June 4, 2024

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

JUPITER, FL

Past

June 11, 2009 - August 1, 2019

SRA SECURITIES, LLC

CRD#: 149125

NEW YORK, NY

Past

December 16, 2008 - April 7, 2010

STONECROFT SECURITIES LLC

CRD#: 148159

BOULDER, CO

Past

November 25, 2008 - February 22, 2011

FG ADVISORS, LLC

CRD#: 148201

NEW YORK, NY

Past

January 17, 2008 - April 25, 2011

ASCENDIANT SECURITIES, LLC

CRD#: 129236

JUPITER, FL

Past

December 14, 2007 - February 1, 2010

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

PHILADELPHIA, PA

Past

October 12, 2007 - September 26, 2008

MIDPOINT FINANCIAL SERVICES, INC.

CRD#: 131784

SAN DIEGO, CA

Past

August 16, 2006 - February 5, 2018

GALILEO GLOBAL SECURITIES, LLC

CRD#: 140076

NEW YORK, NY

Past

February 6, 2006 - December 2, 2014

WATERWAY CAPITAL LLC

CRD#: 128212

BOSTON, MA

Past

February 3, 2006 - April 1, 2011

TORSIELLO SECURITIES, INC.

CRD#: 130129

NEW YORK, NY

Past

December 8, 2005 - January 6, 2010

FRONTIER SOLUTIONS, LLC

CRD#: 136102

RICHMOND, VA

Past

December 6, 2005 - November 2, 2009

COBALT CAPITAL, INC.

CRD#: 136161

WINTER PARK, FL

Past

September 1, 2005 - January 3, 2007

SIERRA EQUITY GROUP LLC

CRD#: 36518

BOCA RATON, FL

Past

August 2, 2005 - September 5, 2007

ASCENDIANT SECURITIES, LLC

CRD#: 129236

JUPITER, FL

Past

April 5, 2005 - June 15, 2005

REDROCK TRADING PARTNERS, LLC

CRD#: 133277

AUGUSTA, GA

Past

November 23, 2004 - February 10, 2005

MIDPOINT FINANCIAL SERVICES, INC.

CRD#: 131784

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 28

Date: 11/22/2004

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

POLARIS PRIVATE PLACEMENTS, LLC

CRD#: 288104 / SEC#: , 8-69922

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

825 Lowcountry Blvd. Suite 206, Mt. Pleasant, SC 29464

Mailing Address

825 Lowcountry Blvd. Suite 206, Mt. Pleasant, SC 29464

Phone number

(843) 414-4000

Established

South Carolina since 09/23/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ST. JOHN'S HOLDINGS LLC	SOLE MEMBER / PARENT
DIAMOS, ANTHONY SOLON	FINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	4872899
PERNELL, JOHN CLEVELAND JR	PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER	1146694

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony S. Diamos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Solon Diamos's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARSONEX SECURITIES, INC.

TSG CAPITAL ADVISORS

PARSONEX CAPITAL MARKETS, LLC

POLARIS PRIVATE PLACEMENTS, LLC

GROWTHCAP PARTNERS, LLC

ASCENDIANT SECURITIES, LLC

PEAK BROKERAGE SERVICES, LLC

SRA SECURITIES, LLC

STONECROFT SECURITIES LLC

FG ADVISORS, LLC

ASCENDIANT SECURITIES, LLC

FS INVESTMENT SOLUTIONS, LLC

MIDPOINT FINANCIAL SERVICES, INC.

GALILEO GLOBAL SECURITIES, LLC

WATERWAY CAPITAL LLC

TORSIELLO SECURITIES, INC.

FRONTIER SOLUTIONS, LLC

COBALT CAPITAL, INC.

SIERRA EQUITY GROUP LLC

ASCENDIANT SECURITIES, LLC

REDROCK TRADING PARTNERS, LLC

MIDPOINT FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 28

Date: 11/22/2004

FINRA

Current Firm

POLARIS PRIVATE PLACEMENTS, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

POLARIS PRIVATE PLACEMENTS, LLC

TRUST BUT VERIFY

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