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Anthony Solon Diamos

MSC - BD
LAKE OSWEGO, OR
·CRD# 4872899·22 years experience

Professional Summary

Anthony Solon Diamos is a registered financial advisor currently at MSC - BD, LLC located in Lake Oswego, Oregon and PARSONEX SECURITIES, INC. located in Englewood, Colorado. Anthony is registered as a RR (Registered Representative) and started their career in finance in 2004. Anthony has worked at 20 firms and has passed the SIE, Series 99TO and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

MSC - BD, LLC·CRD# 142927
BD
5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035
June 14, 2007 - Present
PARSONEX SECURITIES, INC.·CRD# 144412
BD
8310 S. Valley Highway Suite 110, Englewood, CO 80112
November 27, 2007 - Present
TSG CAPITAL ADVISORS·CRD# 147509
BD
1200 Veterans Memorial Highway Suite 201, Hauppauge, NY 11788
October 23, 2008 - Present
POLARIS PRIVATE PLACEMENTS, LLC·CRD# 288104
BD
825 Lowcountry Blvd. Suite 206, Mt. Pleasant, SC 29464
October 8, 2018 - Present
GROWTHCAP PARTNERS, LLC·CRD# 281603
BD
New York, NY
January 7, 2016 - July 1, 2020
PARSONEX CAPITAL MARKETS, LLC·CRD# 169578
BD
Englewood, CO
July 7, 2015 - April 28, 2026
ASCENDIANT SECURITIES, LLC·CRD# 129236
BD
Jupiter, FL
August 5, 2013 - March 28, 2019
PEAK BROKERAGE SERVICES, LLC·CRD# 157045
BD
Jupiter, FL
August 9, 2011 - June 4, 2024
SRA SECURITIES, LLC·CRD# 149125
BD
New York, NY
June 11, 2009 - August 1, 2019
STONECROFT SECURITIES LLC·CRD# 148159
BD
Boulder, CO
December 16, 2008 - April 7, 2010
FG ADVISORS, LLC·CRD# 148201
BD
New York, NY
November 25, 2008 - February 22, 2011
ASCENDIANT SECURITIES, LLC·CRD# 129236
BD
Jupiter, FL
January 17, 2008 - April 25, 2011
FS INVESTMENT SOLUTIONS, LLC·CRD# 145244
BD
Philadelphia, PA
December 14, 2007 - February 1, 2010
MIDPOINT FINANCIAL SERVICES, INC.·CRD# 131784
BD
San Diego, CA
October 12, 2007 - September 26, 2008
GALILEO GLOBAL SECURITIES, LLC·CRD# 140076
BD
New York, NY
August 16, 2006 - February 5, 2018
WATERWAY CAPITAL LLC·CRD# 128212
BD
Boston, MA
February 6, 2006 - December 2, 2014
TORSIELLO SECURITIES, INC.·CRD# 130129
BD
New York, NY
February 3, 2006 - April 1, 2011
FRONTIER SECURITIES·CRD# 136102
BD
Richmond, VA
December 8, 2005 - January 6, 2010
COBALT CAPITAL, INC.·CRD# 136161
BD
Winter Park, FL
December 6, 2005 - November 2, 2009
SIERRA EQUITY GROUP LLC·CRD# 36518
BD
Boca Raton, FL
September 1, 2005 - January 3, 2007
ASCENDIANT SECURITIES, LLC·CRD# 129236
BD
Jupiter, FL
August 2, 2005 - September 5, 2007
REDROCK TRADING PARTNERS, LLC·CRD# 133277
BD
Augusta, GA
April 5, 2005 - June 15, 2005
MIDPOINT FINANCIAL SERVICES, INC.·CRD# 131784
BD
San Diego, CA
November 23, 2004 - February 10, 2005

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Current Firm

PP
POLARIS PRIVATE PLACEMENTS, LLC

POLARIS PRIVATE PLACEMENTS, LLC

CRD#: 288104 / SEC#: 8-69922
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

825 Lowcountry Blvd. Suite 206, Mt. Pleasant, SC 29464

Mailing Address

825 Lowcountry Blvd. Suite 206, Mt. Pleasant, SC 29464

Phone Number

(843) 414-4000

Established

South Carolina since 09/23/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ST. JOHN'S HOLDINGS LLCSOLE MEMBER / PARENT—
DIAMOS, ANTHONY SOLONFINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4872899
PERNELL, JOHN CLEVELAND JRPRESIDENT, CEO & CHIEF COMPLIANCE OFFICER1146694

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Nov 2004About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anthony Solon Diamos's CRS (Customer Relationship Summary).

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