John Cleveland Pernell Jr
Professional Summary
John Cleveland Pernell JR, who also goes by John Cleveland Pernell Jr., is a registered financial advisor currently at POLARIS INVESTMENT PARTNERS, INC located in Mount Pleasant, South Carolina and POLARIS PRIVATE PLACEMENTS, LLC located in Mt. Pleasant, South Carolina. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. John has worked at 9 firms and has passed the Series 63, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Cleveland Pernell Jr.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
POLARIS INVESTMENT PARTNERS, INC
Contact Information
Main Address
825 Lowcountry Blvd Ste 206, Mount Pleasant, SC 29464Phone Number
(843) 414-4000# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
23AUM (Assets Under Management)
$14,132,091Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/31/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed May 2018Series 22 — Direct Participation Programs Representative Examination
Passed Apr 2018About the Series 22 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view John Cleveland Pernell JR's CRS (Customer Relationship Summary).
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