Frank C. Hsieh
Professional summary
Frank C Hsieh, who also goes by Frank C Hsieh, Frank Hsieh, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2025. Frank has worked at 1 firm and has passed the SIE and Series 99TO exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank C Hsieh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2025 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 200 Liberty Street 17th Floor, New York, NY 10281State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 8/1/2025
Operations Professional ExaminationFINRA
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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