Arthur William Spellmeyer Iv
Professional Summary
Arthur William Spellmeyer IV is a registered financial advisor currently at FIRST BANKERS' BANC SECURITIES, INC located in St Louis, Missouri. Arthur is registered as a RR (Registered Representative) and started their career in finance in 2004. Arthur has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST BANKERS' BANC SECURITIES, INC | FIRST ST. LOUIS SECURITIES, INC.
Contact Information
Main Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131Mailing Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131Phone Number
(314) 726-2880Established
Missouri since 03/06/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (45 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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WELLS FARGO CLEARING SERVICES, LLC
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/9/2015)
(10/9/2015)
(10/9/2015)
(10/9/2015)
(10/9/2015)
(11/7/2024)
(5/1/2023)
(1/20/2023)
(10/9/2015)
(10/9/2015)
(5/31/2019)
(8/24/2019)
(10/9/2015)
(10/9/2015)
(10/9/2015)
(10/9/2015)
(10/9/2015)
(1/5/2019)
(5/1/2023)
(1/8/2024)
(5/1/2023)
(1/8/2019)
(5/1/2023)
(1/1/2005)
(1/14/2019)
(10/9/2015)
(1/9/2019)
(11/22/2019)
(10/9/2015)
(5/1/2023)
(1/15/2019)
(10/9/2015)
(10/9/2015)
(10/9/2015)
(10/26/2023)
(5/1/2023)
(1/8/2019)
(6/21/2018)
(10/9/2015)
(8/26/2019)
(10/9/2015)
(8/8/2019)
(5/1/2023)
(1/15/2019)
(5/1/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Arthur William Spellmeyer IV's CRS (Customer Relationship Summary).
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