RP
Robert J. Pedrick
CHARTERED ADVISORY GROUP
Chadds Ford, PA 19317
Some features on this profile are disabled
CRD#: 4872454
RP
Professional summary
Robert Joseph Pedrick, who also goes by Bob Pedrick, is a registered financial advisor currently at CHARTERED ADVISORY GROUP located in Chadds Ford, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Robert has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Pedrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT POSITION: Client service NATURE: INSURANCE SALES - AGENT - START DATE: 05/2005 - LOCATED AT 130 COMMONS COURT CHADDS FORD, PA 19317, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2005 ADDRESS: 130 Commons Ct, Chadds Ford PA 19317, United States DESCRIPTION: Provide service to insurance product clients. CHARTERED ADVISORY GROUP POSITION: Executive & Financial Advisor NATURE: CHARTERED ADVISORY GROUP, INC. - IAR - 100% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 7 START DATE: 10/04/2004 ADDRESS: 130 Commons Ct, Chadds Ford PA 19317, United States DESCRIPTION: Provide RIA services to clients.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Pedrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2005 - Present
CHARTERED ADVISORY GROUP
Office #1: 130 Commons Court, Chadds Ford, PA 19317RIA
CRD#: 116517
Chadds Ford, PA
Past
January 6, 2005 - October 23, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CHADDS FORD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CHARTERED ADVISORY GROUP
CHARTERED ADVISORY GROUP | CHARTERED FINANCIAL GROUP, INC. | CHARTERED ADVISORY GROUP, INC.
CRD#: 116517 / SEC#: 801-72496
RIA
Registered Investment Advisory firm - (6/22/2011 Approved)Delaware
Registered Investment Advisory firm - (3/14/2012 Terminated)Maryland
Registered Investment Advisory firm - (8/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (7/19/2011 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2012 Terminated)Texas
Registered Investment Advisory firm - (3/9/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(12/21/2005)
IAR
Maryland(12/21/2005)
IAR
Pennsylvania(12/21/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CA
CHARTERED ADVISORY GROUP
CHARTERED ADVISORY GROUP | CHARTERED FINANCIAL GROUP, INC. | CHARTERED ADVISORY GROUP, INC.
CRD#: 116517 / SEC#: 801-72496
RIA
Registered Investment Advisory firm - (6/22/2011 Approved)Delaware
Registered Investment Advisory firm - (3/14/2012 Terminated)Maryland
Registered Investment Advisory firm - (8/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (7/19/2011 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2012 Terminated)Texas
Registered Investment Advisory firm - (3/9/2012 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
130 Commons Court, Chadds Ford, PA 19317
Mailing Address
Phone number
(610) 459-8872
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 728 |
| AUM (Assets Under Management) | $ 120,771,028 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
