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Veronica Segall

GREENWICH CAPITAL PARTNERS
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 4872299
VS

Professional summary

Veronica Segall is a registered financial professional currently at GREENWICH CAPITAL PARTNERS, LLC located in Greenwich, Connecticut.

Veronica is registered as a RR (Registered Representative) and started their career in finance in 2004. Veronica has worked at 8 firms and has passed the Series 63, Series 87, Series 86, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Veronica Segall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2025 - Present

GREENWICH CAPITAL PARTNERS, LLC

Office #1: 135 Milbank Avenue West, Greenwich, CT 06830
BD
CRD#: 305693
Greenwich, CT
Past

September 29, 2023 - November 29, 2024

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

April 29, 2022 - September 29, 2023

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 1, 2010 - October 26, 2011

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

January 25, 2010 - June 1, 2010

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
NEW YORK, NY
Past

July 1, 2009 - January 19, 2010

STORMHARBOUR SECURITIES LP

BD
CRD#: 35997
NEW YORK, NY
Past

April 6, 2009 - May 6, 2009

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

November 16, 2004 - November 13, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/6/2025)
RR
New Jersey
(1/6/2025)
RR
New York
(1/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/5/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 3/3/2023
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 1/31/2023
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7TO
Date: 4/29/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/23/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GREENWICH CAPITAL PARTNERS, LLC
GREENWICH CAPITAL PARTNERS, LLC | GREENWICH ENERGY CAPITAL, LLC | GREENWICH ENERGY CAPITAL

CRD#: 305693 / SEC#: , 8-70402

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
135 Milbank Avenue West, Greenwich, CT 06830
Mailing Address
135 Milbank Avenue West, Greenwich, CT 06830
Phone number
(203) 561-5870
Established
Connecticut since 08/23/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SOOD, JASJEET SINGHCEO / CCO1441430

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENWICH CAPITAL PARTNERS, LLC

CRD#: 305693Greenwich, CT 06830

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