RD
Randall G. Daniel
CENTER FOR WEALTH MANAGEMENT ADVISORY
Marietta, GA 30064
Some features on this profile are disabled
CRD#: 4871639
RD
Professional summary
Randall Gray Daniel, AIF®, who also goes by Randy Daniel, is a registered financial advisor currently at CENTER FOR WEALTH MANAGEMENT ADVISORY located in Marietta, Georgia.
Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Randall has worked at 12 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Daniel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 08/16/2017-Center for Wealth Management LLC-Investment related-At reported business location(s)-Registered Investment Advisor Hybrid-start 06/20/2017- Hours per month 160/ hours during trading 40-Time spent percent 100%-I provide investment advisory services through Center for Wealth Management, LLC, an independent investment advisor firm. I started this business activity in August 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 2) 4/17/2025- Relief for Kids in Haiti ; Board Member; Not Investment Related; 7745 Riata Place Zephyhills FL 33541; Non-profit organization that operates a school and orphanage in Haiti; Start date with business: 2024-06-04; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Charles McEndree. 3) name; Daniel Family Estate, LLC investment-related; no address; 2172 Milling Rd Mocksville NC 27028 USA; nature business; Family LLC set up to oversee the disposition of our family property position; LLC owner/member start date; 2024-07-02 hours/month devoted to business; 0 hours devoted to business during securities trading hours; 0 duties; I am one of five siblings who set up the LLC to sale our family property
CRS (Client Relationship Summary) - RIA
Click below to view Randall Gray Daniel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 11, 2017 - Present
CENTER FOR WEALTH MANAGEMENT ADVISORY
Office #1: 2250 Caneridge Trail Sw, Marietta, GA 30064RIA
CRD#: 171221
Marietta, GA
Past
August 8, 2017 - December 1, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
LAND O LAKES, FL
Past
January 26, 2015 - August 14, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
CINCINNATI, OH
Past
January 26, 2015 - August 14, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CINCINNATI, OH
Past
September 4, 2013 - February 5, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CINCINNATI, OH
Past
August 2, 2013 - February 5, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CINCINNATI, OH
Past
May 10, 2010 - July 30, 2013
EDWARD JONES
BD
CRD#: 250
BELLBROOK, OH
Past
April 12, 2010 - July 30, 2013
EDWARD JONES
RIA
CRD#: 250
BELLBROOK, OH
Past
April 2, 2007 - November 18, 2008
PRIVATE CLIENT SERVICES, LLC
RIA
CRD#: 120222
LOUISVILLE, KY
Past
March 9, 2007 - April 15, 2008
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CINCINNATI, OH
Past
March 1, 2007 - April 15, 2008
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
CINCINNATI, OH
Past
November 30, 2006 - March 6, 2007
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
CENTERVILLE, OH
Past
October 24, 2006 - March 6, 2007
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CENTERVILLE, OH
Past
July 11, 2006 - October 31, 2006
HBW SECURITIES LLC
BD
CRD#: 136959
CENTERVILLE, OH
Past
November 23, 2004 - July 31, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTER FOR WEALTH MANAGEMENT ADVISORY
CENTER FOR WEALTH MANAGEMENT | CENTER FOR WEALTH MANAGEMENT LLC. | CENTER FOR WEALTH MANAGEMENT ADVISORY
CRD#: 171221 / SEC#: 801-112042
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)Kentucky
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (12/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2018 Terminated)Texas
Registered Investment Advisory firm - (12/31/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/24/2018)
IAR
Georgia(4/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CENTER FOR WEALTH MANAGEMENT ADVISORY
CENTER FOR WEALTH MANAGEMENT | CENTER FOR WEALTH MANAGEMENT LLC. | CENTER FOR WEALTH MANAGEMENT ADVISORY
CRD#: 171221 / SEC#: 801-112042
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (12/31/2017 Terminated)Kentucky
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (12/31/2017 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2018 Terminated)Texas
Registered Investment Advisory firm - (12/31/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Milford, OH
Mailing Address
Po Box 778, Amelia, OH 45102
Phone number
(513) 407-5430
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 887 |
| AUM (Assets Under Management) | $ 187,298,086 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
